Zocks AI Assistant for Financial Advisors

Zocks is an AI assistant for financial services firms, with a press release datelined San Francisco. It targets the time advisors lose on meeting notes, form filling and follow-up, serving solo advisors, mid-size practices and enterprises.

The product covers note-taking, meeting preparation, form fill, document intelligence, client email drafting, client queries, client profile management and an enterprise edition, plus an MCP connector. It reports 5,000+ firms using it, including Ameritas, Carson Group, Kestra Financial and Osaic, and 40+ two-way integrations with systems such as eMoney, LPL Financial and Salesforce.

• Note-taking: AI capture and summary of client meetings.
• Meeting preparation: pre-meeting briefs from client data.
• Form fill: automatic completion of forms from meeting content.
• Document intelligence: extraction and analysis of client documents.
• Client communication: drafting client emails and answering client queries.
• Enterprise and MCP: team collaboration, coaching, and an MCP connector for AI tools.

Wealth and bancassurance teams in Vietnam could pilot meeting capture with CRM write-back for English-language client meetings. Multinational advisory firms with US clients could standardize documentation across offices.

Reduces administrative work after client meetings; the company says it saves advisors 10+ hours per week. Two-way integrations write data back to CRM and planning systems. A 14-day free trial is offered. Enterprise edition supports team collaboration, coaching and customization.

Financial advisory firms are adopting AI assistants to cut documentation work and compliance risk around client meetings. Banks, securities firms and insurers in Vietnam and Southeast Asia face comparable pressure to raise relationship manager productivity, though language support is a gap for this product.

Raised 45 million USD Series B in January 2026, bringing total funding to 65 million USD after a 13.8 million USD Series A in March 2025. Investors include Lightspeed, QED Investors, Illuminate Financial and Motive Partners. Reported a Newsweek 2026 AI Impact Awards win.